Lucid dreaming is the act of dreaming while being aware that you are dreaming. This differs from normal dreaming where the dreamer is so involved in their imaginary world that they believe it to be real. The state of consciousness of a dreamer is such that it is difficult for them to realize that they are dreaming, despite experiences which contradict common sense or their own memory.
While lucidity can be an interesting experience in its own right, a major attraction is the related ability to to exert conscious control over the dream environment.
Lucid dreaming has been researched scientifically. Its existence is well established, with confirmation by several independent studies.[1][2] Researchers such as Allan Hobson with his neurophysiological approach to dreaming have helped to push the understanding of lucid dreaming into a less speculative realm.
Scientific history
The first book on lucid dreams to recognize their scientific potential was Celia Green's 1968 study Lucid Dreams. Reviewing the past literature, as well as new data from subjects of her own, Green analyzed the main characteristics of such dreams, and concluded that they were a category of experience quite distinct from ordinary dreams. She predicted that they would turn out to be associated with REM sleep. Green was also the first to link lucid dreams to the phenomenon of false awakenings.
Philosopher Norman Malcolm's 1959 text Dreaming argued against the possibility of checking the accuracy of dream reports. However the realisation that eye movements performed in dreams affected the dreamers physical eyes provided a way to prove that actions agreed upon during waking life could be recalled and performed once lucid in a dream. The first evidence of this type was produced in the late 1970s by British parapsychologist Keith Hearne. A volunteer named Alan Worsley used eye movement to signal the onset of lucidity, which were recorded by a polysomnograph machine.
However these results were not widely distributed. The first peer reviewed article was published some years later by Stephen LaBerge at Stanford University who had independently developed a similar technique as part of his doctoral dissertation some years later.
During the 1980s, further scientific evidence to confirm the existence of lucid dreaming was produced as lucid dreamers were able to demonstrate to researchers that they were consciously aware of being in a dream state (again, primarily using eye movement signals).[3] Additionally, techniques were developed which have been experimentally proven to enhance the likelihood of achieving this state.[4]
Research on techniques and effects of lucid dreaming continues at a number of universities and other centers such as LaBerge's The Lucidity Institute.
Research and clinical applications
Neurobiological model
Neuroscientist J. Allan Hobson has hypothesized as to what might be occurring in the brain while lucid. The first step to lucid dreaming is recognizing that one is dreaming, this recognition might occur in the dorsolateral prefrontal cortex which is one of the few areas deactivated during REM sleep, and where working memory occurs. Once this area is activated and the recognition of dreaming occurs the dreamer must be cautious to let the dream delusions continue, but be conscious enough to recognize them. This process might be seen as the balance between reason and emotion. While maintaining this balance the amygdala and parahippocampal cortex might be less intensely activated.[5] To continue the intensity of the dream hallucinations it is expected the pons and the parieto-occipital junction cortex to stay active. In order to verify the predictions of this hypothesis it would be necessary to observe the brain during lucid dreaming using a method such as a PET scan, which captures a snapshot of the blood flow brain. As of 2007, no such experiment has been performed.[6]
Treatment for nightmares
People who suffer from nightmares would benefit from the ability to be aware they are dreaming. A pilot study was performed in 2006 that showed lucid dreaming treatment was successful in reducing nightmare frequency. This treatment consisted of exposure to the idea, mastery of the technique, and lucidity exercises. It was not clear what aspect of this treatment was responsible for the success, though the treatment as a whole was successful.[7]
Perception of time while lucid dreaming
The amount of time that passes in lucid dreaming has been shown to be about the same as while waking. In 1985 LaBerge performed a pilot study where lucid dreamers counted from one to ten (one-one thousand, two-one thousand, etc.) while dreaming, signaling the end of counting with a pre-arranged eye signal measured with Electrooculogram recording.[8] The pilot study was repeated in 2004 by researchers in Germany and LaBerge's results were duplicated. The German study by Erlacher, D. & Schredl, M also studied motor activity and found that deep knee bends took 44% longer to perform while lucid dreaming.[9]
Replicating near-death & out-of-body experiences in the lab
Due to the phenomenological overlap in lucid dreams, near death experiences, and out of body experiences researchers believe a protocol could be developed to induce a lucid dream and near death experience in the laboratory.[10] A study of 14 lucid dreamers was performed in 1991 that showed that people who experience wake initiated lucid dreams (WILD) report experiences consistent with aspects of out-of-body experiences such as floating above one's bed and the feeling of leaving one's body.[11]
Cultural History
Even though it has only come to the attention of the general public in the last few decades, lucid dreaming is not a modern discovery.
- It is in the fifth century that we have one of the earliest written examples of a lucid dream, in a letter written by St. Augustine of Hippo in 415.[12]
- As early as the eighth century, Tibetan Buddhists were practising a form of yoga supposed to maintain full waking consciousness while in the dream state.[13]
- An early recorded lucid dreamer was the philosopher and physician Sir Thomas Browne (1605–1682). Browne was fascinated by the world of dreams and stated of his own ability to lucid dream in his Religio Medici: "... yet in one dream I can compose a whole Comedy, behold the action, apprehend the jests and laugh my self awake at the conceits thereof;"[14]
- Marquis d'Hervey de Saint-Denys was probably the first person to argue that it is possible for anyone to learn to dream consciously. In 1867, he published his book Les Reves et les Moyens de Les Diriger; Observations Pratiques (Dreams and How to Guide them; Practical Observations), in which he documented more than twenty years of his own research into dreams.
- The term "lucid dreaming" was coined by Dutch author and psychiatrist Frederik van Eeden in his 1913 book A Study of Dreams.[15] This book was highly anecdotal and not embraced by the scientific community. The term itself is considered by some to be a misnomer because it means much more than just "clear or vivid" dreaming.[16] A better term might have been "conscious dreaming". On the other hand, the term 'lucid' was used by van Eeden in its sense of 'having insight', as in the phrase 'a lucid interval' applied to someone in temporary remission from a psychosis, rather than as referring to the perceptual quality of the experience, which may or may not be clear and vivid. To that extent van Eeden's phrase may still be considered appropriate.
Achievement Methods
Many people report having experienced a lucid dream during their lives, often in childhood. Children seem to have lucid dreams more easily than adults do. The ability to sleep appears to decrease when people get older.[18] Although lucid dreaming is a conditioned skill,[19] achieving lucid dreams on a regular basis can be difficult and is uncommon, even with training. Despite this difficulty, techniques have been developed to achieve a lucid dreaming state intentionally. The following are common factors that influence lucid dreaming, and techniques that people use to help achieve a lucid dream:
Dream Recall
Dream recall is simply the ability to remember dreams. Having good dream recall is often proposed as the first step towards lucid dreaming. A better dream recall ability increases awareness of dreams in general, and a limited dream recall can cause people to forget they had a lucid dream at all. The main technique used to improve dream recall is to keep a dream journal, writing down any dreams remembered the moment one wakes up. It is important to record the dreams as quickly as possible as there is a strong tendency to forget what one has dreamt as time goes on.[20]
Reality Testing
Reality Testing (also referred to as reality checking) is a common method used by people to determine whether or not they are dreaming. It involves performing an action with results that will be different if the tester is dreaming. By practicing these tests during waking life, one may eventually decide to perform one while dreaming, which will usually fail, hopefully letting the dreamer realize that they are dreaming. Common reality tests include:
- Reading some text, looking away from the text, and reading it again - the text will probably have changed.
- Looking at one's watch (remembering the time), looking away, and looking back. As with the text, the time will probably have changed at the second glance.[21]
- Flipping a light switch. Light switches rarely work properly in dreams.
- Looking into a mirror; in dreams, reflections from a mirror often appear to be blurred, distorted or incorrect.[22]
- Plugging one's nose shut, and attempting to breathe through it. It is usually possible to breathe while doing this because the tester is not actually plugging their nose in real life.
- Looking at one's hands one or more times. Hands may look distorted, or grow additional fingers in a dream.
Dream Signs
Another form of reality testing involves identifying one's dream signs, clues that one is dreaming. Dream signs are often categorized as follows:
- Action — The dreamer, another dream character, or a thing does something unusual or impossible in waking life, such as photos in a magazine or newspaper becoming 3-dimensional with full movement.
- Context — The place or situation in the dream is strange.
- Form — The dreamer, another character, or a thing changes shape, or is oddly formed or transforms; this may include the presence of unusual clothing or hair, or a third person view of the dreamer.
- Awareness — A peculiar thought, a strong emotion, an unusual sensation, or altered perceptions. In some cases when moving one's head from side to side, one may notice a strange stuttering or 'strobing' of the image.
- Cohesion — Sometimes the dreamer may seem to "teleport" to a completely different ___location in a dream, with no transition whatsoever.
Mnemonic Induction of Lucid Dreams (MILD)
The Mnemonic Induction of Lucid Dreams is a common technique used to induce a lucid dream at will by setting an intention, while falling asleep, to remember to recognize that one is dreaming, or to remember to look for dream signs when one is in a dream.
Wake-Back-To-Bed (WBTB)
The Wake-Back-To-Bed technique is often the easiest way to induce a lucid dream. The method involves going to sleep tired and waking up five hours later. Then, focusing all thoughts on lucid dreaming, staying awake for an hour and going back to sleep while practicing the MILD method. A 60% success rate has been shown in research using this technique.[23] This is because the REM cycles get longer as the night goes on, and this technique takes advantage of the best REM cycle of the night. Because this REM cycle is longer and deeper, gaining lucidity during this time may result in a more lengthy lucid dream.[23]
Wake-Initiated Lucid Dream (WILD)
The Wake-Initiated Lucid Dream "occurs when the sleeper enters REM sleep with unbroken self-awareness directly from the waking state".[24] There are many techniques aimed at entering a WILD. The key to these techniques is recognizing the hypnagogic stage, which is within the border of being awake and being asleep. If a person is successful in staying aware while this stage occurs, they will eventually enter the dream state while being fully aware that it is a dream.
There are key times at which this state is best entered; while success at night after being awake for a long time is very difficult, it is relatively easy after being awake for 15 or so minutes and in the afternoon during a nap. Common techniques for inducing WILDs abound. Dreamers often count, envision themselves climbing or descending stairs, chant to themselves, explore elaborate, passive sexual fantasies, control their breathing, concentrate on relaxing their body from their toes to their head, allow images to flow through their "mind's eye" and envision themselves jumping into the image, or use various forms of concentration to keep their mind awake, while still being calm enough to let their body sleep. During the actual transition into the dream state, one is likely to experience sleep paralysis, including rapid vibrations,[11] a sequence of very loud sounds and a feeling of twirling into another state of body awareness, "to drift off into another dimension". Also there is frequently a sensation of falling rapidly or dropping through the bed as one enters the dream state or the sensation of entering a dark black room from which one can induce any dream scenario of one's choosing, simply by concentrating on it. The key to being successful is to not panic, especially during the transition which can be quite sudden.
Induction Devices
Lucid dream induction is possible by the use of a physical device. The general principle works by taking advantage of the natural phenomenon of incorporating external stimuli into one's dreams. Usually a device is worn while sleeping that can detect when the sleeper enters a REM phase and triggers a noise and/or flashing lights with the goal of these stimuli being incorporated into the dreamer's dream. For example flashing lights might be translated to a car's headlights in a dream. A well known dream induction device is the Nova Dreamer;[25] however, as of 2006, the device is no longer manufactured.
Additional Techniques
- Meditation, and involvement in a conscious focusing on activities can strengthen the ability to experience lucid dreams by making the person more susceptible to noticing small discrepancies of their surroundings. [26]
- Hypnotism may help one achieve lucidity.[27]
Prolonging lucid dreams
One problem faced by people wishing to lucid dream is awakening prematurely. This premature awakening can be especially frustrating after investing considerable time into achieving lucidity in the first place. Stephen LaBerge proposed two ways to prolong a lucid dream. The first technique involves spinning one's dream body. He proposed that when spinning, the dreamer is engaging parts of the brain that may also be involved in REM activity, helping to prolong REM. The second technique is rubbing one's hands. This technique is intended to engage the dreamer's brain in producing the sensation of rubbing hands, preventing the sensation of lying in bed from creeping into awareness. LaBerge tested his hypothesis by asking 34 volunteers to either spin, rub their hands, or do nothing. Results showed 90% of dreams were prolonged by hand rubbing and 96% prolonged by spinning. Only 33% of lucid dreams were prolonged with taking no action.[28]
Other associated phenomena
- Rapid eye movement (REM) and communication during sleep: during dreaming sleep the eyes move rapidly. Scientific research has found that these eye movements correspond to the direction in which the dreamer is "looking" in his/her dreamscape; this apparently enabled trained lucid dreamers to communicate the content of their dreams as they were happening to researchers by using eye movement signals.[29] This research produced various results, such as that events in dreams take place in real time rather than going by in a flash.
- False awakenings: In a false awakening, one suddenly dreams of having been awakened. Commonly in a false awakening the room is identical to the room that the person fell asleep in, with several small subtle differences. If the person was lucid, he/she often believes that he/she is no longer dreaming, and may start exiting their room etc. Since the person is actually still dreaming, this is called a "false awakening". This is often a nemesis in the art of lucid dreaming because it usually causes people to give up their awareness of being in a dream, but it can also cause someone to become lucid if the person does a reality check whenever he/she awakens. People who keep a dream journal and write down their dreams upon awakening sometimes report having to write down the same dream multiple times because of this phenomenon.
- Sleep paralysis: During REM sleep the body is paralyzed by a mechanism in the brain, because otherwise the movements which occur in the dream would actually cause the body to move. However, it is possible for this mechanism to be triggered before, during, or after normal sleep while the brain awakens. This can lead to a state where a person is lying in his or her bed and he or she feels frozen. Hypnagogic hallucinations may occur in this state, especially auditory ones.
Popular culture
- Related article: Lucid dreaming in popular culture.
Though lucid dreaming is not well known by the general public, there are references to it in popular culture. A notable example is Richard Linklater's film Waking Life.
Notes
- ^
Watanabe,-Tsuneo (Mar 2003). "Lucid Dreaming: Its Experimental Proof and Psychological Conditions". Journal-of-International-Society-of-Life-Information-Science. 21(1): 159–162.
{{cite journal}}
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ignored (help)CS1 maint: date and year (link) - ^ LaBerge, Stephen (1990). Bootzen, R. R., Kihlstrom, J.F. & Schacter, D.L., (Eds.) (ed.). Lucid Dreaming: Psychophysiological Studies of Consciousness during REM Sleep Sleep and Cognition. Washington, D.C.: American Psychological Association. pp. pp. 109 – 126.
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:|pages=
has extra text (help); Check|url=
value (help)CS1 maint: multiple names: editors list (link) - ^ Blackmore, Susan (1991). "Lucid Dreaming: Awake in Your Sleep?". Skeptical Inquirer. 15: pp 362 – 370.
{{cite journal}}
:|pages=
has extra text (help) - ^ LaBerge, Stephen (1995). "Validity Established of DreamLight Cues for Eliciting Lucid Dreaming". Dreaming. 5 (3).
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suggested) (help) - ^ The prefrontal cortex in sleep, by Muzur A, Pace-Schott EF, Hobson JA, Trends Cogn Sci. 2002 Nov 1;2(11):475-481.
- ^ Hobson, J. Allan (2001). The Dream Drugstore: Chemically Altered States of Consciousness. Cambridge,Massachusetts: MIT Press. pp. 96–98. ISBN 978-0262582209.
- ^ Spoormaker,-Victor-I; van-den-Bout,-Jan (2006). "Lucid Dreaming Treatment for Nightmares: A Pilot Study". Psychotherapy-and-Psychosomatics. 75(6): 389–394.
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ignored (help)CS1 maint: multiple names: authors list (link) - ^ Lucid Dreaming (1985) ISBN 0-87477-342-3 by Stephen LaBerge.
- ^ Time required for motor activity in lucid dreamsErlacher, D. & Schredl, M. (2004). Required time for motor activities in lucid dreams. Perceptual and Motor Skills, 99, 1239-1242.
- ^ Green,J. Timothy (1995). "Lucid dreams as one method of replicating components of the near-death experience in a laboratory setting". Journal-of-Near-Death-Studies. 14: 49-.
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ignored (help) - ^ a b Other Worlds: Out-of-Body Experiences and Lucid Dreams, by Lynne Levitan and Stephen LaBerge, Nightlight 3(2-3), 1991, The Lucidity Institute.
- ^ Letters of St. Augustine of Hippo [page needed]
- ^ The Best Sleep Posture for Lucid Dreaming: A Revised Experiment Testing a Method of Tibetan Dream Yoga, The Lucidity Institute, March 2005.
- ^ Religio Medici, part 2:11. Text available at http://penelope.uchicago.edu/relmed/relmed.html
- ^ Originally published in the Proceedings of the Society for Psychical Research, Vol. 26, 1913.
- ^ What are lucid dreams? at Psych Web,
- ^ Senoi Dream Theory: Myth, Scientific Method, and the Dreamwork Movement, by G. William Domhoff, 2003. Retrieved July 10, 2006 from the World Wide Web: http://dreamresearch.net/Library/senoi.html
- ^ Chronic Insomnia: A Practical Review, by Vijay Rajput, M.D. and Steven M. Bromley, M.D.
- ^ LaBerge, Stephen, (1980). Lucid dreaming as a learnable skill: A case study. Perceptual and Motor Skills, 51, 1039-1042.
- ^ Oldis, Daniel. The Lucid Dream Manifesto. pp. page 11. ISBN 0-595-39539-2.
{{cite book}}
:|pages=
has extra text (help) - ^ Reality testing, Lucid Dreaming FAQ, by The Lucidity Institute. (October 2006)
- ^ The Light and Mirror Experiment by Lynne Levitan and Stephen LaBerge, The Lucidity Institute, from Nightlight 5(10), Summer 1993.
- ^ a b An Hour of Wakefulness Before Morning Naps Makes Lucidity More Likely, by Stephen LaBerge, Leslie Phillips, & Lynne Levitan, NightLight 6(3), 1994, The Lucidity Institute
- ^ Validity Established of Dreamlight Cues for Eliciting Lucid Dreaming by Stephen LaBerge and Lynne Levitan, The Lucidity Institute, from Dreaming, Vol. 5, No. 3, 1995.
- ^ Novadreamer Lucid Dream Induction DeviceThe Lucidity Institute
- ^ Lucid Dreams and Meditation, by Harry T. Hunt, Brock University, Ontario, Canada, Lucidity Letter, Vol.5, No.1, June 1986.
- ^ Oldis, Daniel. The Lucid Dream Manifesto. pp. pages 52-53. ISBN 0-595-39539-2.
{{cite book}}
:|pages=
has extra text (help) - ^ Prolonging Lucid Dreams by [[[Stephen LaBerge]], The Lucidity Institute, From NightLight 7(3-4), 1995.
- ^ [1] Lucid dreaming: Evidence and methodology. Behavioral and Brain Sciences 23(6), 962-3, LaBerge, S.(2000)
Further reading
- LaBerge, Stephen (1985). Lucid Dreaming. ISBN 0-87477-342-3.
- LaBerge, Stephen (1991). Exploring the World of Lucid Dreaming. ISBN 0-345-37410-X.
- Gackenbach, Jayne (1988). Conscious Mind, Sleeping Brain. ISBN 0-306-42849-0.
{{cite book}}
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suggested) (help) - Green, Celia (1968). Lucid Dreams. ISBN 0-900076-00-3.
- Green, Celia (1994). Lucid Dreaming: The Paradox of Consciousness During Sleep. ISBN 0-415-11239-7.
{{cite book}}
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suggested) (help) - Garfield, Patricia L. (1974). Creative Dreaming. ISBN 0-671-21903-0.
- de Saint-Denys, Hervey (1982). Dreams and How to Guide Them. ISBN 0-7156-1584-X.
- Godwin, Malcom (1994). The Lucid Dreamer. ISBN 0-671-87248-6.
- Wangyal Rinpoche, Tenzin (1998). Tibetan Yogas Of Dream And Sleep. ISBN 1-55939-101-4.