Caltrain Modernization Program

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The Caltrain Modernization Program (CalMod) is a $1.9 billion project that will add a Positive Train Control system and electrify the main line of Caltrain, a commuter railroad serving cities in the San Francisco Peninsula and Silicon Valley, as well as transition from its current diesel-electric locomotive powered trains to electric multiple units (EMU).

Logo for CalMod, the Caltrain Modernization Program. Caltrain is seeking to electrify the main line of its commuter railroad as part of CalMod.

CalMod is divided into two sub-projects: the Communications Based Overlay Signal System Positive Train Control system (CBOSS/PTC) and the Peninsula Corridor Electrification Project (PCEP). CBOSS is designed to fulfill federal safety mandates for passenger rail and is part of the Federal Railroad Administration (FRA) waiver to use EMUs on tracks shared with freight traffic. PCEP will allow Caltrain to improve service times via faster acceleration and shorter headways, reduce air pollution and noise, and facilitate a future underground extension (DTX) into downtown San Francisco's Transbay Transit Center because the current diesel trains cannot serve underground stations. EMU procurement is part of PCEP.

When complete, CalMod will electrify 49 miles (79 km) of tracks between 4th and King station and Tamien Station. Funding for the project comes from various federal, state, and local sources, including from the California High-Speed Rail Authority, which plans to share Caltrain's tracks in the future. Construction contracts for electrification were awarded on July 2016 and groundbreaking was expected to occur in March 2017, but was delayed when the United States Secretary of Transportation Elaine Chao indefinitely deferred federal funding just before construction was about to begin. Also in early 2017, Caltrain removed the contractor responsible for implementing CBOSS for failure to perform on-budget and on-schedule. Caltrain plans to complete the project by 2020, after which it plans to use double-decker EMU Stadler Rail trainsets on the electrified route. Some of the diesel locomotives will be retained for service south of Tamien and, potentially, on the Dumbarton Rail Corridor.

History

Background

 
Caltrain has been using diesel locomotives (pictured above) since the early 1950s and hopes to replace them with electric trainsets.

Commuter railroad service on the San Francisco Peninsula was inaugurated in 1863 as the San Francisco and San Jose Rail Road and purchased by Southern Pacific in 1890. In the early 1950s, Southern Pacific began introducing diesel locomotives on the route.[1] However, by 1977, Southern Pacific began facing rapidly declining ridership and petitioned the state Public Utilities Commission to allow them discontinue the commute operation. From 1980 until 1992, the California Department of Transportation (Caltrans) and the three service counties, San Francisco, San Mateo, and Santa Clara, subsidized Southern Pacific operations on the railway until the local Peninsula Corridor Joint Powers Board (PCJPB) acquired the right-of-way in 1991.[2]

Early electrification proposals

One year later in 1992, Caltrans released the first feasibility study detailing the possibility of electrifying the railroad between San Francisco and San Jose.[3] The 1992 Feasibility Study proposed replacing the existing diesel-electric locomotives with either an EMD AEM-7 electric locomotive to move the existing gallery passenger cars or Metro North Budd M-2/M-4 EMUs.[3] The primary benefits of an electrified railway would be improvements in air quality, noise, and acceleration, but would also save on other ancillary costs, such as lubricating oil, cooling water, maintenance, and refueling.[3] Because of the relatively close spacing between stops, the improved acceleration using the electric locomotive compared to the existing diesel locomotives would cut transit time between San Francisco and San Jose by up to twelve minutes, and using EMUs would cut the time over the same distance by up to 23 minutes, assuming the use of ten-car trainsets.[3] The 1992 Feasibility Study recommended the use of electric locomotives and 25 kV AC overhead lines as the most cost-effective alternative, since the gallery cars (built in 1985) were then relatively new and could be reused.[3]

 
EMD AEM-7 electric locomotive, part of the equipment proposed in the 1992 Feasibility Study to electrify Caltrain. This AEM-7 is running for SEPTA.

Due to funding shortages, the project was postponed for the next two decades. In 1997, then-Mayor Willie Brown canceled the appropriation for San Francisco's share of costs to extend rail service to downtown, saying Peninsula residents "ought to fund the whole project" since it would mainly benefit their commute.[4] San Francisco instead applied the money to the Third Street Light Rail Project. Mike Nevin, PCJPB member from San Mateo County noted that while the downtown extension "would have enhanced particularly the electrification of the system", lack of it would not cause Caltrain to collapse.[4] Instead, Caltrain studied a list of potential upgrades and went on to publish the draft Rapid Rail Study on October 1, 1998, which prioritized capital improvements to the physical infrastructure with the overarching goal of expanding rail service.[5] At that time, Caltrain was touting daily ridership of approximately 25,000 passengers, a 40-year high.[4]

The 1998 Rapid Rail Study assumed that ridership would increase in direct proportion to improving travel times, and proposed that a combination of improving the tracks, raising the speed limit to 90 mi/h (140 km/h), consolidating three stations, and electrifying the Peninsula Corridor would decrease transit time by nearly 17 minutes, or 21% of the total trip time between San Francisco and San Jose.[5] The study concluded that in order to meet the five goals presented in the 20-Year Strategic Plan of 1997, Caltrain should first rehabilitate the track by replacing crossing signals and executing deferred maintenance on degraded structures to raise the speed limit to 79 mi/h (127 km/h) and improve safety.[5] Once rehabilitation was complete, Caltrain could then move on to enhance the system by adding a third track in some places, adding more rolling stock, and replacing the existing centralized traffic control system.[5] These rehabilitation and enhancement improvements were eventually funded and completed in 2004 as part of the Caltrain Express (CTX) project, which resulted in the rollout of Baby Bullet express trains. Spurred on by the new Baby Bullet trains, by 2005 Caltrain ridership increased by 12%[6] and doubled by 2012.[7] Other proposed enhancements included station and parking upgrades.[5]

Finally, as a third step after rehabilitating and enhancing the system, the 1998 Rapid Rail Study proposed electrification.[5] By itself, electrification was not projected to significantly improve service, and the high estimated cost of electrification and its lower priority meant electrification would be deferred.[5][8] Some of the money to accomplish the rehabilitation and enhancement of existing track came from funds that had been intended for the downtown extension.[8] Steve Schmidt, a councilman from Menlo Park, argued that electrification instead should be the top priority to make the rail line more palatable to neighbors, citing improvements in noise and pollution.[8] Other advocates for electrification of Caltrain noted the $1.2 billion BART extension to San Francisco International Airport may have revived the decades-old dream of BART around the Bay, which would render an electrified Caltrain redundant.[8] The electrification of Caltrain was seen as a prerequisite for a dramatic expansion of the system in a future phase, including service to Union City across the Dumbarton Rail Bridge and increased service to Gilroy.[5]

Caltrain 2025 and FRA waiver

Once CTX was complete, marking an end to the rehabilitation and enhancement phases proposed in the 1998 Rapid Rail Study, Caltrain leadership turned their sights back to electrification. Members began working on a plan known as "Caltrain 2025".[9] Informally meeting during fall 2005, these meetings culminated in an August 2006 presentation to PCJPB for a wish list of items, including electrification, totaling $3.9 billion to meet projected capacity demands.[10] Caltrain 2025 included the following elements:[10][11]

  • Use of lightweight electric multiple units (EMUs) on heavy rail lines ($296 million to $1.024 billion)
  • Install positive train control (PTC) system to eliminate the possibility of a collision between EMU and freight trains ($30 million)
  • Electrification infrastructure ($496 million)
  • Other infrastructure upgrades, including the addition of track between Santa Clara and San Jose Diridon to alleviate traffic on this section, which is shared between three passenger rail agencies (Altamont Corridor Express, Capitol Corridor, Caltrain) and Union Pacific freight; rebuilding station platforms to facilitate level boarding; and rebuilding 4th and King to add a mezzanine level so boarding and unloading can happen simultaneously ($1.044 billion)
 
Under Appendix A of 49 CFR 211, light rail vehicles such as this Stadler KISS belonging to Luxembourg's CFL are not allowed to share rail lines with heavy freight trains.

PCJPB mandated that Peninsula Corridor infrastructure and equipment should be compatible with future California High-Speed Rail Authority (CHSRA) trains.[10] CHSRA had proposed that mandated speeds and transit times could be met by using lightweight "non-compliant" vehicles,[10] meaning a rail vehicle that did not comply with Federal requirements. These requirements include separation between light and heavy rail equipment[12] and structural strength.[13] Caltrain saw this as an opportunity to apply for an FRA waiver to run EMUs, which could accelerate faster and provide headways as low as five minutes.[14] The December 2009 FRA waiver application included temporal separation of passenger and freight rail traffic north of Santa Clara, where freight traffic was restricted to the nonrevenue hours between midnight and 5 A.M.; it also included the deployment of an enhanced PTC system, which Caltrain named CBOSS, designed to not only enforce positive train control, but also check for overspeed and protect rail workers.[14]

PTC had already been mandated by the Rail Safety Improvement Act of 2008, enacted in the wake of the fatal 2008 Chatsworth train collision crash; CBOSS includes Caltrain's implementation of the new regulations.[14] In the FRA waiver application, Caltrain proposed a defense-in-depth philosophy for collisions: first reduce the probability of collisions to nearly zero by employing temporal and spatial (PTC) separation from freight rail; then mitigate the impact of a collision by deploying vehicles with crash energy management (CEM) structures.[14] The application was docketed as FRA-2009-0124.[15] After review, the FRA waiver was granted in May 2010, marking the first time EMUs were allowed to share rails with freight in the United States.[16] The grant was conditioned on meeting nine additional requirements, including demonstrating minimum crashworthiness, seating, improving grade crossing, meeting FRA PTC standards in 49 CFR 236[17] with CBOSS, formalizing the temporal separation plan, and issuing a safety system program.[18]

Caltrain applied for an amendment to the 2009 waiver in 2015, noting that since the previous waiver had been granted, new developments had taken place, including formalized rules that commuter rail vehicles meeting EN12663 and EN15227 were explicitly acceptable for mixed-use service (light and heavy rail) without temporal separation.[19] The amendment was granted in January 2016.[20]

Caltrain/HSR blended system

Despite increased ridership with Baby Bullet service and the approval of the FRA waiver, Caltrain experienced a budget crisis in 2011 that nearly forced it to cut service to peak commute hours only,[21] and the funding for electrification was still not completely identified. The California High-Speed Rail Authority (CHSRA) was having trouble identifying a route from San Jose to San Francisco in the face of local opposition and Caltrain was having trouble identifying funds for its electrification project. In 2011, Member of US Congress Anna Eshoo, then-State Senator Joe Simitian, and Assemblymember Rich Gordon announced a "blended" plan to partially fund electrification with high-speed rail money in return for allowing high-speed rail trains to share tracks in the future.[22][23] Caltrain announced preliminary results from a capacity study in August 2011 which stated the "blended" plan was feasible: by adding a new 8-mile (13 km) quad-track overtake section, the rail line could handle up to ten local commuter trains (Caltrain) and 4 high-speed trains (CHSRA) per hour.[24][25]

 
'Early investment' in Caltrain and Metrolink "bookend" segments is planned for Phase 1 implementation of the California high-speed rail line.

Details of a proposed agreement leaked in February 2012, which stated $1 billion could be available from the high-speed rail project to help fund the CalMod project, including the advanced train-control system (CBOSS), electrification of the infrastructure (PCEP), and elimination of some grade crossings.[26] Under the agreement, the Peninsula Corridor would become eligible for high-speed rail money because the planned routing to San Francisco would use the same lines.[26] The investments in the "bookend" electrification projects were intended to allow high-speed rail to share infrastructure with existing passenger rail services.[27] In March 2012, Caltrain and other local agencies signed a memorandum of understanding with the CHSRA that detailed the "blended" plan,[28][29] and it was subsequently approved by MTC a week later.[30]

Under the memorandum, $706 million from the high-speed rail bond would be issued to be matched by state, regional, and local transportation funds to pay for the estimated $1.5 billion needed for CalMod.[29][30] However, since the bonds had not yet been issued, the money was not available, and a prior environmental impact report that had been issued for electrification in 2009 needed to be reissued before construction could start.[31] In September 2012, the California Transportation Commission released $39.8 million to fund CBOSS.[32] A month later, the expected funding from high-speed rail bonds rose to $1.5 billion, which alongside electrification provided funding for the planned Downtown Extension (DTX), which would move the northern terminus of the Caltrain line from 4th and King to the Transbay Transit Center.[33] CHSRA approved the issue of bonds in December 2016.[34] Critics of high-speed rail felt the slower trips and reduced service caused by "blending" the two systems over the Peninsula Corridor did not meet the original voter-approved vision of a quad-track line between San Francisco and Los Angeles, and ridership would never meet projections.[35]

Opposition

The affluent city of Atherton, which lies on the tracks, was an early and vocal opponent of electrification.[36] Billed as "America's second wealthiest city", residents opposed electrification and the proposed high-speed rail route because the overhead electrical lines would require tree removal and the town could potentially be divided in two by permanently closing the two grade crossings at Fair Oaks Lane and Watkins Avenue.[36] Jack Ringham, an Atherton resident since 1966, summed up his feelings in a 2004 limerick:

The trees provide beautification
And give screening plus noise insulation.
Should Caltrain take them down,
The outcry from the town
Would resound with great amplification.

— Atherton resident Jack Ringham, 2004 San Francisco Chronicle article[36]

In February 2015, shortly after the project received environmental clearance from California, Atherton sued Caltrain, alleging the agency's environmental impact review was inadequate and that its collaboration with the CHSRA should be further vetted.[37] In July 2015, the suit proceeded after Caltrain's request to the Surface Transportation Board to exempt it from California Environmental Quality Act (CEQA) guidelines was denied.[38] Atherton reiterated its opposition to electrification on the basis that overhead wires would require removing a significant number of heritage trees, and city representatives asserted that "newer, cleaner, more efficient diesel trains" should supplant plans for "century-old catenary electrical line technology."[38] Atherton mayor Rick De Golia was quoted as saying "Caltrain is locked into an old technology and 20th century thinking."[38] After Caltrain issued infrastructure and rolling stock contracts in July 2016, Atherton representatives did not file a temporary restraining order to halt those contracts, preferring to let the suit proceed to a hearing.[39] In September 2016, Contra Costa County Superior Court Judge Barry Goode sided with Caltrain, ruling that the electrification project does not hinge on the high-speed rail project's success, and is thus independent from the latter.[40][41]

Indeed, at bottom [California High-Speed Rail] is providing funds to Caltrain while hoping that the rest of CHSRA’s plans work out well enough that, someday, it can bring the blended system to fruition. But if CHSRA is unable to do that, Caltrain will still have a successful project. Put another way, HSR may need to have Caltrain’s Electrification Project completed. But Caltrain does not need to have High Speed Rail completed for the Electrification Project to be a success.

— Judge Barry Goode, 2016 ruling[40]

Atherton sued CHSRA again in December 2016, stating that using bond money intended for high-speed rail for CalMod was a material change in usage and therefore was unconstitutional because such a change would require voter approval first.[34] Instead, the funding was allowed to be redirected under the recently-passed Assembly Bill 1889,[27][42] which had been championed by Assemblymember Kevin Mullin in 2015.[34] Mullin noted "this entire Caltrain corridor is the epicenter of the innovation economy and it's a job creation and economic engine. This electrification project, I would argue, is monumental with regard to dealing with [increased traffic and environmental impacts] effectively and efficiently."[34]

Contracts awarded

Parsons Transportation Group (PTG) was awarded a $138 million contract in November 2011 to design and install CBOSS by October 2015.[43] CBOSS kicked off physical work in September 2013, starting the installation of a fiber optic line along the Caltrain right-of-way.[44] The FRA approved Caltrain's PTC plans in 2014 and Caltrain noted that CBOSS was due to enter revenue service by the end of 2015.[45][46] Because Caltrain had multiple goals for CBOSS, including increased safety, improved operational efficiency, and ensured interoperability with other rail providers (Caltrain shares tracks with Union Pacific, Altamont Corridor Express, and Amtrak),[43][45] implementation was challenging and Caltrain, the busiest commuter rail service on the West Coast, still had not fully implemented the system by the end of 2016.[47]

The PCEP draft environmental impact report (EIR) was released in February 2014.[48][49] A pre-qualification survey was sent out in May 2014, and six firms were pre-qualified to bid on PCEP, which was eventually awarded to Balfour Beatty.[50]

 
Balfour Beatty at work rebuilding the Ostkreuz rail station in Berlin

Governor Jerry Brown signed SB 785 in September 2014,[51] extending the deadline for Caltrain (and other transit agencies) to solicit bids as a combined design and construction project.[52] After the final EIR addressed the comments received, PCJPB certified the final EIR in January 2015.[53][54]

In July 2016, Caltrain's Board of Directors awarded contracts to Balfour Beatty Construction and Stadler Rail to construct infrastructure for the electric trains and the electric trains themselves, respectively.[55][56] Balfour Beatty was awarded a $697 million contract, its largest contract in the United States, to electrify the line at 25kV AC, replace signaling systems, construct two traction power substations, one switching substation, and seven paralleling substations.[57] Stadler was awarded a $551 million contract to deliver 16 "KISS" trains of 6 bilevel electric multiple units each, with the option to increase the order with an additional 96 cars in the future.[57][58] The contract also marks the first American design win for the Stadler KISS.[57]

Federal funding withdrawal

In April 2016, after missing the initial October 2015 deadline, Caltrain requested a third party review of the CBOSS project from the American Public Transportation Association (APTA).[59] APTA noted that Caltrain was not effectively managing the project schedule and cost because of generally poor communication between Caltrain's project management and PTG, and Caltrain's project manager did not have the technical experience or authority to resolve technical and contractual issues with PTG.[59] In February 2017, Caltrain terminated its contract with PTG for failure to perform on time and budget and announced potential litigation.[60] Parsons filed suit on February 22, saying delays were due to changing client requirements and circumstances beyond their control.[61] Caltrain filed suit a week later, seeking $98 million in damages; although the system has been mostly installed, testing is still incomplete.[62]

 
Secretary of Transportation Elaine Chao deferred expected federal funding for the electrification project just before construction was about to commence.

In early 2016, the CHSRA had selected a route that required extensive and costly tunneling in Southern California and redirected the initial operating segment for high-speed rail north into the Bay Area.[63] By February 2017, the electrification project had secured $1.3 billion in state, local, and regional funding, with the remaining funding gap to be closed by a $647 million grant from the Federal Transit Administration’s (FTA) Core Capacity program.[64][65][66] The grant had undergone a two-year review process starting in November 2015 under the Obama Administration and received a "medium-high" rating from the FTA in August 2016,[64] and was waiting for a signature from the newly-appointed Trump Administration Secretary of Transportation Elaine Chao after a 30-day review period to secure a Final Funding Grant Agreement (FFGA).[67][68][69][70] However, during the review period, the 14 Republican party U.S. House representatives from California sent a letter on January 24, 2017 to Secretary Chao,[71] urging her to deny funding due to the project's ties with high-speed rail, which they opposed.[71][72] The letter went on to call the project "an irresponsible use of taxpayer dollars".[71]

The 39-member House and Senate Democratic congressional delegation from California wrote a letter in response to Secretary Chao on February 3, noting "a material misstatement of fact" in the January 24 letter, namely that the grant was being sought by Caltrain, not CHSRA; delineating the separation between PCEP and CAHSR; and urging her to "approve this grant agreement immediately", citing past precedent that only one low-rated project failed to receive a signature from the Secretary of Transportation over the prior 20-year history of the Core Capacity program.[69][73] The Democratic letter went on to note the infrastructure benefits of the project and the creation of 9,600 jobs, including 550 jobs at a new Stadler USA plant in Salt Lake City.[69][73]

Several signatories to the House Republican letter were asked why they would block funding for California.[74] Dan Morain pointed out that despite regularly soliciting campaign funds from Silicon Valley business leaders, Representative Kevin McCarthy was targeting a project that benefited the region directly.[75] Representative Devin Nunes was unmoved by arguments on infrastructure benefits, saying in late February that he wasn't going "to feel too bad about one of the richest places on the planet not having a train."[76] Representative Jeff Denham defended the letter, saying PCEP and CHSRA were closely intertwined because PCEP derived some funding under the "blended plan" agreement of 2012.[74] Representative Tom McClintock reiterated his opposition to high-speed rail without addressing PCEP: "I have never supported a dollar of state funding going for [high-speed rail], and would never support a dollar of federal funding."[74] Representative Mimi Waltersalso made a statement that she was not opposed to PCEP, but instead held "serious concerns about the use of taxpayer funds for a project that is tied to high speed rail".[77] The Independent stated the deferral stood in contradiction to "President Trump's vow to improve American infrastructure, but is consistent with criticisms that he is friendly [with] the oil and gas lobby," going on to note he "is know[n] for his value of loyalty and recoils at criticism," speculating it may have been retaliation for Governor Brown's criticism of his policies.[78]

Secretary Chao heeded the Republican letter's arguments, and deferred the grant in a letter written by FTA Executive Director Matthew Welbes to Caltrain which stated the FTA needed "additional time to complete review of this significant commitment of Federal resources".[67][68][79][80] Caltrain had expected Secretary Chao to approve the grant and sign the FFGA by March 1, which is normally a pro forma step performed after the 30-day comment period for a highly-rated project, and had already awarded construction contracts.[67][81] Balfour Beatty Construction and Stadler Rail had already begun preparations to upgrade the existing tracks and build electrical trainsets, respectively. Caltrain negotiated an emergency four-month contract extension at a potential cost of $20 million.[67][82][83] Under the preliminary budget proposal released in mid-March 2017, the United States Department of Transportation's Capital Investment Grant Program would be eliminated, although projects holding a completed FFGA would continue to be funded.[70] Since Secretary Chao had withheld approval of the FFGA for PCEP,[84] the project's future was questionable.[70]

In response to the grant deferral, various local officials traveled to Washington D.C. in order to lobby federal officials to release the money. Editorials in local newspapers urged approval of the grant, including the Sacramento Bee, who called the deferral "a petty attack";[85] the East Bay Times, a noted CHSRA detractor;[86] and The New York Times, which called the delay "counter to Mr. Trump's campaign promises of increased infrastructure spending."[87] Henry Grabar noted the grant deferral could be "an early test of a simmering fear that the state's outspoken political opposition to the Trump administration might come with a price".[77] San Jose Mayor Sam Liccardo met with Department of Transportation officials, urging them to upgrade a system that "was built under the presidency of Abraham Lincoln". Additionally, more than 120 Silicon Valley business leaders sent a letter to Secretary Chao, asking her to explain "the last-minute attempt to derail two decades of work".[81][88] In early March, California Governor Jerry Brown sent a letter to Secretary Chao, asking to discuss the funding grant;[89] on March 21, he subsequently met with Secretary Chao and House Majority Leader Kevin McCarthy, author of the House Republican letter to Chao, urging them to reconsider the funding deferral, saying afterward that he was "cautiously optimistic" that the money would be released.[90][91]

Design

Modernizing Caltrain is a priority because we need an improved rail system that will help reduce our greenhouse gas emissions and serve our growing ridership. Not only will the electrification project reduce diesel emissions in this corridor by 96 percent by 2040, but it will also allow Caltrain to provide additional service to more stations, increasing ridership and providing faster service in Silicon Valley from San Francisco to San Jose.

Jim Hartnett, Caltrain Executive Director[92]

The purpose of the electrification project is to electrify the main line of Caltrain's commuter railroad, 49 miles (79 km) of tracks between 4th and King station and Tamien Station, by installing new electrical infrastructure and purchasing electric trainsets. Service from Tamien to Gilroy station will continue to be served with existing diesel locomotives.[93] The idea to electrify the route began with a feasibility study conducted by the California Department of Transportation in 1992,[3] although funding considerations delayed the project for the next two decades. In 2012, Caltrain and the California High-Speed Rail Authority (CHSRA), along with the Metropolitan Transportation Commission and other local stakeholders, signed a memorandum of understanding that the CHSRA would partially fund the electrification project in exchange for future rights to share the tracks. In effect, Caltrain's tracks will be used by the CHSRA to reach the Transbay Transit Center in downtown San Francisco.[28]

According to Caltrain, the electrification project will bring multiple benefits to the corridor. Firstly, electric trains can accelerate and decelerate more quickly than the existing diesel locomotives, resulting in faster and more frequent service. Additionally, electric trainsets are quieter and produce less air pollution that diesel locomotives, and the use of electric trains will lower Caltrain's fuel costs while increasing passenger revenue, due to an expected increase in ridership. Once complete, Caltrain expects to annually reduce carbon dioxide emissions by 176,000 metric tons and increase daily ridership by 21% by 2040. Caltrain plans to complete the project by the end of 2020.[93]

 
A Stadler KISS trainset in Rheine, Germany, similar to the type ordered by Caltrain.

The Stadler KISS double-decker EMU that Caltrain ordered will have Crash Energy Management (CEM) feature and be compliant with FRA alternative Tier-I crash-worthiness standard. Coupling with Positive Train Control (PTC) system that will be installed on the Caltrain line, Caltrain KISS trains will be allowed for mix operation with trains that are compliant with standard Tier-I, such as Amtrak passenger trains and Union Pacific freight trains. [94]

Funding

Funding for the $1.9 billion project comes from a mix of funds contributed by the California Department of Transportation, California High-Speed Rail Authority, California cap and trade revenue, Bay Area Air Quality Management District, Metropolitan Transportation Commission, the city and county of San Francisco, SamTrans, and Santa Clara Valley Transportation Authority. 32% of the funding, or $647 million, was expected as part of the Federal Transit Administration's Core Capacity grant, but was indefinitely deferred by Transportation Secretary Elaine Chao. An additional $600 million comes from Proposition 1A funds that authorized the construction of high-speed rail, $113 million from cap and trade revenue, and the rest coming from local and regional sources.[95]

References

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  6. ^ Murphy, Dave (30 June 2005). "BART's Peninsula Line Falls Short of Hopes / Competition from cheaper Baby Bullet trains could be hurting ridership on extension". San Francisco Chronicle. Retrieved 25 March 2017.
  7. ^ "2016 Annual Passenger Counts" (PDF). May 5, 2016. p. 3. Retrieved March 29, 2017.
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  9. ^ "Caltrain 2025". Peninsula Corridor Joint Powers Board. 2007. Archived from the original on 21 October 2007. Retrieved 28 March 2017. {{cite news}}: Unknown parameter |deadurl= ignored (|url-status= suggested) (help)
  10. ^ a b c d Cotey, Angela (July 2007). "At Caltrain, running electric multiple units is a key component of the agency's long-term growth plans". Progressive Railroading. Retrieved 28 March 2017.
  11. ^ Project 2025 (PDF) (Report). Peninsula Corridor Joint Powers Board. 30 November 2006. Archived from the original (PDF) on 26 October 2007. Retrieved 29 March 2017. {{cite report}}: Unknown parameter |deadurl= ignored (|url-status= suggested) (help)
  12. ^ 49 CFR 211.A
  13. ^ 49 CFR 238
  14. ^ a b c d Peninsula Corridor Joint Powers Board (December 2009). Petition of Peninsula Joint Powers Board / Caltrain for approval of mixed use and waiver of certain federal railroad administration regulations pursuant to 49 C.F.R. Section 238.203, 49 C.F.R. Section 238.205, 49 C.F.R. Section 238.207, 49 C.F.R. Section 238.211, 49 C.F.R. Section 238.213 (PDF) (Report). Peninsula Corridor Joint Powers Board. Retrieved 30 March 2017.
  15. ^ "FRA-2009-0124 Caltrain – Waiver Petition". Federal Railroad Administration, Department of Transportation. 2016. Retrieved 30 March 2017.
  16. ^ Rosenberg, Mike (27 May 2010). "Electric train plan granted key waiver". San Jose Mercury News. Retrieved 30 March 2017.
  17. ^ 49 CFR 236
  18. ^ Cothen Jr., Grady C. (27 May 2010). "Docket Number FRA-2009-0124". Letter to Michael Scanlon. Retrieved 30 March 2017.
  19. ^ Hartnett, Jim (22 September 2015). "Peninsula Corridor Joint Powers Board Waiver, Docket Number FRA-2009-0124". Letter to Ronald Hynes. Retrieved 30 March 2017.
  20. ^ Lauby, Robert C. "Docket Number FRA-2009-0124". Letter to Jim Hartnett. Retrieved 30 March 2017.
  21. ^ Cabanatuan, Michael (21 January 2011). "Caltrain seeks answers to funding crisis". San Francisco Chronicle. Retrieved 30 March 2017.
  22. ^ Dong, Jocelyn and Gennady Sheyner (April 18, 2011). "Reps: High-speed rail should merge with improved Caltrain system in San Jose". Palo Alto Weekly. Retrieved March 29, 2017. {{cite web}}: Italic or bold markup not allowed in: |publisher= (help)
  23. ^ "EDITORIAL: Keeping Calif. high-speed rail plan on track". San Francisco Chronicle. 21 April 2011. Retrieved 30 March 2017.
  24. ^ Cabanatuan, Michael (18 August 2011). "Caltrain could share tracks with high-speed rail". San Francisco Chronicle. Retrieved 30 March 2017.
  25. ^ "EDITORIAL: High-speed rail needs leadership to survive". San Francisco Chronicle. 19 August 2011. Retrieved 30 March 2017.
  26. ^ a b Cabanatuan, Michael (13 February 2012). "Caltrain plan would fast-track electric rail". San Francisco Chronicle. Retrieved 25 March 2017.
  27. ^ a b Mullin, Kevin (28 September 2016). "An act to add Section 2704.78 to the Streets and Highways Code, relating to transportation". Secretary of State, State of California. Retrieved 31 March 2017.
  28. ^ a b "Authorizing Approval of the High-Speed Rail Early Investment Strategy for a Blended System, Memorandum of Understanding" (PDF). Caltrain. Retrieved March 29, 2017.
  29. ^ a b Cabanatuan, Michael (22 March 2012). "Caltrain upgrades a step toward high-speed rail". San Francisco Chronicle. Retrieved 25 March 2017.
  30. ^ a b Cabanatuan, Michael (29 March 2012). "MTC approves Caltrain electrification plan". San Francisco Chronicle. Retrieved 25 March 2017.
  31. ^ Cabanatuan, Michael (28 July 2012). "Fast electric Caltrain still years away". San Francisco Chronicle. Retrieved 25 March 2017.
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