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1. UCoC Enforcement Guidelines
These Enforcement Guidelines describe how the community and Wikimedia Foundation will be able to achieve the goals of the Universal Code of Conduct (UCoC). This includes, among other topics: promoting understanding of the UCoC, engaging in proactive work to prevent violations, developing principles for responsive work to UCoC violations, and supporting local enforcement structures.
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1.1 Translations of the UCoC Enforcement Guidelines
The original version of the UCoC Enforcement Guidelines is in English. It will be translated into various languages used on Wikimedia projects. The Wikimedia Foundation will make their best effort to have accurate translations. If any difference arises in the meaning between the English version and a translation, decisions will be based on the English version.
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2. Preventive work
This section aims to provide guidelines for Wikimedia communities and affiliated individuals to be aware of the UCoC, to fully understand and adhere to it. To that end, this section will detail recommendations for raising awareness of the UCoC, handling translations of the UCoC, and promoting voluntary adherence to the UCoC where appropriate or necessary.
2.1 Notification and confirmation of the UCoC
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We recommend that the UCoC be added to Wikimedia Terms of Use.
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2.2 Recommendations for UCoC training
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The U4C Building Committee, with support from the Wikimedia Foundation, will develop and implement training to provide a common understanding of the UCoC and skills for its implementation. It is recommended that relevant stakeholders should be consulted in the development of training, including, but not limited to: Affiliates, the Affiliations Committee, Arbitration Committees, Stewards and other Advanced Rights Holders, T&S and legal, and others as it deems beneficial to providing a complete view of the UCoC.
These trainings are intended for people who want to be part of UCoC enforcement processes, or those who want to be informed about the UCoC.
The training will be set up in independent modules covering general information, identification of violations and support, and complex cases and appeals. After the first U4C is onboarded, it will be responsible for maintaining and updating the training modules as needed.
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We recommend participants who complete a module should have the option of having their completion publicly acknowledged.
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3.1 Principles for filing and processing of UCoC violations
The following principles are standards for reporting systems across the Movement.
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- Resources for translation must be provided by the Wikimedia Foundation when reports are provided in languages that designated individuals are not proficient
3.1.1 Providing resources for processing cases
Enforcement of the UCoC by local governance structures will be supported in multiple ways. Communities will be able to choose from different mechanisms or approaches based on several factors such as: the capacity of their enforcement structures, approach to governance, and community preferences. Some of these approaches can include:
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Communities should continue to handle enforcement through existing means where they do not conflict with the UCoC.
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3.1.2 Enforcement by type of violations
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- Off-wiki violations
- Handled by the U4C where no local governance structure (e.g. ArbCom) exists, or if the case is referred to them by the enforcement structure that would otherwise be responsible
- In some cases, it may be helpful to report the off-wiki violations to enforcement structures of the relevant off-wiki space. This does not preclude existing local and global enforcement mechanisms from acting on the reports
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3.3 Principles and recommendations for enforcement structures
Where possible, we encourage existing enforcement structures to take up the responsibility of receiving reports of and dealing with UCoC violations, in accordance with the guidelines stated here. To ensure that enforcement of the UCoC remains consistent across the movement, we recommend that the following baseline principles should be applied when handling UCoC violations.
3.3.1 Fairness in process
We encourage enforcement structures in developing and maintaining supportive conflict-of-interest policies. These should help admins or others determine when to abstain or disengage from a report when they are closely involved in the issue.
All parties will usually have the opportunity to give their perspective on the issues and evidence, and feedback from others can also be invited to help provide more information, perspective, and context. This may be limited to protect privacy and safety.
3.3.2 Transparency of process
The U4C, in line with its purpose and scope as defined in 4.1, shall provide documentation on the effectiveness of UCoC enforcement actions and their relation to common violations throughout the movement. They should be supported by the Wikimedia Foundation in conducting this research. The goal of this documentation is to aid enforcement structures in developing best practices for enforcing the UCoC.
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For Wikimedia-specific conversations occurring on related space hosted on third party platforms (e.g. Discord, Telegram, etc.), Wikimedia's Terms of Use may not apply. They are covered by that specific website's Terms of Use and conduct policies. Nevertheless, the behavior of Wikimedians on related space hosted on third party platforms can be accepted as evidence in reports of UCoC violations. We encourage Wikimedia community members who moderate Wikimedia-related spaces on third party platforms to incorporate respect of the UCoC into their policies. The Wikimedia Foundation should seek to encourage best practices for third-party platforms that discourage the continuation of on-wiki conflicts to their spaces.
3.3.3 Appeals
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Enforcement structures will set standards for accepting and considering appeals based on relevant contextual information and mitigating factors. These factors include, but are not limited to: verifiability of the accusations, the length and effect of the sanction, and whether there is a suspicion of abuse of power or other systemic issues, and the likelihood of further violations. The acceptance of an appeal is not guaranteed.
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To achieve this goal, we recommend that enforcement structures should consider different factors when reviewing appeals. [..]
4. UCoC Coordinating Committee (U4C)
A new global committee called the Universal Code of Conduct Coordinating Committee (U4C) will be formed. This committee will be a co-equal body with other high-level decision-making bodies (e.g. ArbComs and AffCom). Its purpose is to serve as final recourse in the case of systemic failures by local groups to enforce the UCoC. The U4C's membership shall be reflective of the global and diverse makeup of our global community.
4.1 Purpose and scope
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The U4C will not take cases that do not primarily involve violations of the UCoC, or its enforcement. The U4C may delegate its final decision making authority except in instances of severe systemic issues. The U4C's responsibilities are explained in the context of other enforcement structures in 3.1.2.
4.2 Selection, membership, and roles
Annual elections, organized by the global community, will select voting members. Candidates may be any community member who must also:
- Meet the Wikimedia Foundation's criteria for access to nonpublic personal data and confirm in their election statement they will fully comply with the criteria
- Not be currently sanctioned in any Wikimedia project or have an event ban
- Comply with the UCoC
- Meet any other eligibility requirements determined during the election process
In exceptional circumstances, the U4C may call interim elections, if it determines that resignations or inactivity have created an immediate need for additional members. Elections will be in a format similar to that of the regular annual elections.
Individual members of the U4C do not have to resign from other positions (e.g. local sysop, member of ArbCom, event safety coordinator). However they may not participate in processing cases they have been directly involved in as a result of their other positions. Members of the U4C will sign the Access to Nonpublic Personal Data Policy to provide them access to nonpublic information. The U4C Building Committee should decide on appropriate terms for U4C members.
The U4C may form subcommittees or designate individuals for particular tasks or roles as appropriate.
The Wikimedia Foundation may appoint up to two non-voting members to the U4C and will provide support staff as desired and appropriate.
4.3 Procedures
The U4C will decide on how often it will convene and on other operating procedures. The U4C may create or modify their procedures as long as it is within their scope. Whenever appropriate, the Committee should invite community feedback on intended changes prior to implementing them.
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4.5 U4C Building Committee
Following ratification of the UCoC enforcement guidelines, the Wikimedia Foundation will facilitate a Building Committee to:
- Determine the procedures, policy, and use of precedent of the U4C
- Draft the remainder of the U4C process
- Designate any other logistics necessary to establish the U4C
- Help facilitate the initial election procedures for the U4C
The Building Committee shall consist of volunteer community members, affiliate staff or board members, and Wikimedia Foundation staff.
Members will be selected by the Vice President of Community Resilience and Sustainability of the Wikimedia Foundation. Volunteer members for the committee should be respected community members.
Members shall reflect the diverse perspectives of the movement's enforcement processes with experience in things such as, but not limited to: policy drafting, involvement in and awareness of the application of existing rules and policies on Wikimedia projects, and participatory decision making. Its members shall reflect the diversity of the movement, such as but not limited to: languages spoken, gender, age, geography, and project type.
The work of the U4C Building Committee will be ratified either by the Global Council or by a community process similar to the ratification of this document. Following the establishment of the U4C through the work of this Building Committee, the Building Committee should dissolve.
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