Datasets
-
Mutual Fund Prospectus Risk/Return Summary Data Sets
The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. -
Regulation A Data Sets
The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. -
Money Market Fund Information
This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. -
Form 13F Data Sets
Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. -
Investment Company Series and Class Information
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. -
Closed-End Fund Information
This report provides basic identification information for all entities with an "active" filing status that are organized as closed-end investment companies (closed-end funds or... -
Business Development Company Report
This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number. -
Conditional Cancel and Trade Distributions
Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. -
Metrics by Individual Security
These datasets provide metrics for more than 4,800 securities. -
Summary Metrics by Decile and Quartile
These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP... -
Hazards and Survivors by Time Period
Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small... -
Metrics by Individual Security and Exchange
These datasets provide metrics for each individual security partitioned by exchange. -
Financial Statement Data Sets Archive
The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language... -
Cooperative Arrangements with U.S. Regulators
Information sharing arrangements to facilitate regulatory and supervisory cooperation with domestic regulators. -
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ... -
SEC Litigation Releases for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court. -
Administrative Law Judge Initial Decisions for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal... -
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
Data available in excel format.